Adam Leber Chief Compliance Officer, Wealth Services & Retirement Plan Services
Adam serves as the Chief Compliance Officer for Alera’s financial services divisions, Alera Wealth Services and Retirement Plan Services. He is responsible for building and maintaining the compliance program, including updating and maintaining policies and procedures, assessing risk, and advising the firm on governance and regulatory matters.
Adam has over 15 years of experience in the financial services industry. Before joining Alera Group, Adam was the Chief Compliance Officer and Director of Operations at GCG Financial, an Alera Group Company. Prior to GCG, Adam was the Director of Central Wealth Compliance at BMO Harris where he led a multi-jurisdictional Wealth Management and Asset Management compliance department.
Education: Master of Legal Studies, Washington University in St. Louis School of Law; B.S. Management, National Louis University
Investment Advisory Services offered through Alera Investment Advisors, LLC. Securities offered through Triad Advisors, LLC., Member FINRA/SIPC. Alera Group, Inc. and Alera Investment Advisors, LLC are not affiliated with Triad Advisors, LLC.